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CRD#: 104285
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FIRM PROFILE

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Overview

ICICI SECURITIES INC. is located at 1120 Avenue Of The Americas 4th Floor, New York, NY 10036 and was first established at New York, Delaware in 06/13/2000. After operating for 25 years, ICICI SECURITIES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ICICI SECURITIES INC.’s clients are individuals and 0% of their clients are high net worth individuals. ICICI SECURITIES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ICICI SECURITIES INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ICICI SECURITIES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ICICI SECURITIES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Where the Statistical Data for ICICI SECURITIES INC. Comes From

Understanding the Statistics for ICICI SECURITIES INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
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HNWI
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Breakdown of Assets Under Management
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Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036
Firm Size
Small
Phone Number
(212) 388-0677
Established
Delaware since 06/13/2000
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ICICI SECURITIES HOLDINGS INC.SHAREHOLDER
AGRAWAL, RISHI RATANLALDIRECTOR5667378
BALANI, UMESH NARAYANDASDIRECTOR7967063
GOSWAMI, JAIDEEP BISHNUPADADIRECTOR6064309
OBSBAUM, FREDRIC MICHAELFINOP1160811
PERTAB, BISHENDIRECTOR/PRESIDENT/CEO/CCO3159346

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